SARS-CoV-2 variants of concern partially escape humoral but not T-cell responses in COVID-19 convalescent donors and vaccinees
Abstract
The emergence of SARS-CoV-2 variants harboring mutations in the spike (S) protein has raised concern about potential immune escape. Here, we studied humoral and cellular immune responses to wild type SARS-CoV-2 and the B.1.1.7 and B.1.351 variants of concern in a cohort of 121 BNT162b2 mRNA-vaccinated health care workers (HCW). Twenty-three HCW recovered from mild COVID-19 disease and exhibited a recall response with high levels of SARS-CoV-2-specific functional antibodies and virus-specific T cells after a single vaccination. Specific immune responses were also detected in seronegative HCW after one vaccination, but a second dose was required to reach high levels of functional antibodies and cellular immune responses in all individuals. Vaccination-induced antibodies cross-neutralized the variants B.1.1.7 and B.1.351, but the neutralizing capacity and Fc-mediated functionality against B.1.351 was consistently 2- to 4-fold lower than to the homologous virus. In addition, peripheral blood mononuclear cells were stimulated with peptide pools spanning the mutated S regions of B.1.1.7 and B.1.351 to detect cross-reactivity of SARS-CoV-2-specific T cells with variants. Importantly, we observed no differences in CD4+ T-cell activation in response to variant antigens, indicating that the B.1.1.7 and B.1.351 S proteins do not escape T-cell-mediated immunity elicited by the wild type S protein. In conclusion, this study shows that some variants can partially escape humoral immunity induced by SARS-CoV-2 infection or BNT162b2 vaccination, but S-specific CD4+ T-cell activation is not affected by the mutations in the B.1.1.7 and B.1.351 variants.
INTRODUCTION
The severe acute respiratory syndrome (SARS) outbreak in 2003 was completely contained by non-pharmaceutical interventions, but controlling the spread of SARS coronavirus-2 (SARS-CoV-2) has been more difficult. Countries across the world implemented a large range of social restrictions and measures that differ in stringency and goal (1, 2). A few countries have been successful in interrupting the SARS-CoV-2 transmission chain, but the majority of countries are still facing (multiple) resurgences. Implementation of long-lasting lockdowns is difficult, due to major economic and social disruption, leading to decreased compliance (3, 4). A large part of the world therefore depends on the acquisition of immunity by vaccination, which, in conjunction with public health measures, should contain the coronavirus disease 2019 (COVID-19) pandemic.
It is evident that the fundamental components of the adaptive immune system (B cells, CD4+ T cells and CD8+ T cells) contribute to the control of SARS-CoV-2 infection (5–11). The exact correlates of protection remain to be elucidated (12, 13), but circulating antibodies and memory immune cells are crucial in protection against COVID-19. Especially important are virus-specific neutralizing antibodies targeting the receptor binding domain (RBD) of the spike (S) protein, which correlate with presence of SARS-CoV-2 specific CD4+ circulating follicular helper T cells (cTFH) (8, 14) and can prevent the interaction between virus and the host cell (15). If SARS-CoV-2 establishes a reinfection, memory B and T cells rapidly proliferate and control the infection. Similarly, so-called non-neutralizing antibodies may contribute to clearance via Fc-receptor-mediated killing of virus-infected cells, a process known as antibody-dependent cellular cytotoxicity (ADCC), although this has only been shown in a limited number of studies for COVID-19 (16).
Immunological memory is established by an initial priming of the immune system, either by natural infection or vaccination. SARS-CoV-2 infections may induce lasting immunological memory, although the different components of the adaptive immune system exhibit distinct kinetics. Levels of S-specific IgG antibodies and virus-specific memory T cells slightly decrease over time, but levels of virus-specific memory B-cells increase over the first period of 6 months (17–23). COVID-19 vaccines were developed at an unprecedented speed, and shown to be safe and highly effective in preventing symptomatic SARS-CoV-2 infections (24–27). Exact kinetics of virus-specific immune responses induced by vaccination remain to be elucidated. Initial results indicate that S-specific binding and neutralizing antibodies slightly decline over a period of several months, although they remain detectable (28). Extensive characterization of the cellular immune response to vaccination and its durability is currently ongoing.
Symptomatic SARS-CoV-2 reinfections or breakthrough infections in previously infected or vaccinated subjects occur but their frequency is unknown and full evidence of reinfection is rarely provided (29–31). In the phase 3 vaccination trials almost all breakthrough infections led to mild disease, implicating that partial vaccine-induced immunity still offered protection from severe disease (24–27). However, the emergence of SARS-CoV-2 variants of concern (VOC) poses a threat: divergent strains with an accumulation of mutations in the different S domains are potentially capable of evading infection or vaccination-induced neutralizing antibodies (32). These VOC include the B.1.1.7 lineage that was initially detected in the United Kingdom and has now spread worldwide (33), but also the B.1.351 and P.1 lineages, which were detected in South Africa and Brazil respectively (34). These variants have a number of mutations and deletions compared to previously circulating viruses, some of which are located in the receptor binding domain (RBD). The B.1.1.7 variant acquired a substitution at amino acid 501 (N501Y), and the B.1.351 and P.1 variants additionally accumulated amino acid substitutions at positions 417 and 484 (K417N/T, E484K). Furthermore, multiple substitutions have independently evolved in the N-terminal domain (NTD) of these variants, suggesting an in vivo selective pressure on the RBD and NTD sites (32).
The emergence of VOC with the reduced susceptibility to polyclonal antibody responses could lead to a growing number of reinfections or breakthrough infections. In Brazil, a COVID-19 resurgence has been reported despite high seroprevalence, partially attributed to circulating strains from the P.1 and P.2 lineages (35, 36). Similarly, reinfections with B.1.1.7 and B.1.351 viruses are being reported (37, 38). Studies into vaccine efficacy against VOC are crucial and currently ongoing, as there is a specific concern regarding efficacy against B.1.351 and P.1. For example, the vaccination efficacy of AZD1222, which was reported to be 70% in the UK and Brazil, only reached 22% in South Africa (39). Reduced efficacy against B.1.351 was also reported for the NVX-CoV237 and Ad26.COV2-S vaccines by the manufacturers Novavax and Johnson & Johnson, respectively (12).
Although several studies have demonstrated that some VOC may be capable of evading infection or vaccination-induced neutralizing antibodies, little is known about T cell cross-reactivity with VOC. Here, we obtained serum and peripheral blood mononuclear cells (PBMC) from BNT162b2 mRNA-vaccinated health care workers (HCW) and assessed humoral and cellular immune responses to wild type (WT) SARS-CoV-2 and the B.1.1.7 and B.1.351 VOC. HCW who previously experienced COVID-19 exhibited a rapid and strong recall response upon a single vaccination, whereas seronegative HCW required two vaccinations to reach comparable levels of humoral and cellular immune responses. The B.1.351 variant was consistently less well recognized and neutralized on the antibody level, and a single vaccination in previously COVID-19 negative donors did not lead to cross-reactive neutralizing antibodies in the majority of participants. Notably, no differences in CD4+ T-cell responses against WT, B.1.1.7 and B.1.351 S proteins were detected.
RESULTS
COVID-19 naive and recovered vaccination cohort
From April 2020 onwards, HCW were enrolled in a prospective cohort study upon symptomatic presentation to the occupational health services. Samples were obtained early after onset of COVID-19 symptoms (acute, T0) and 3 weeks later (convalescent, T3). Based on results from the diagnostic RT-PCR at T0 and serological screening for S-specific antibodies at T3, study participants were classified as COVID-19 naive or recovered participants. None of the participants that tested positive for COVID-19 were infected with a variant virus harboring the N501Y mutation, and none required hospitalization. From January 2021 onwards, N=121 HCW were included in a prospective vaccination study. The median age of study participants was 41 years and 9.1% were older than 60 years; 68.9% were female. The median number of days between diagnosis (T0) and administration of the first vaccine dose was 54 days (range 23-232 days). All participants received two doses of the BNT162b2 mRNA vaccine (Pfizer/BioNTech) with an interval of 3 weeks. Among the participants, 19% (N=23) were classified as recovered from prior COVID-19. The study design is shown in Fig. 1, and participant characteristics are summarized in Table 1. Binding antibody assays were performed on samples from all 121 participants, whereas in-depth immunological analyses were performed on a selection of 25 participants (N=13 COVID-19 recovered, N=12 COVID-19 naive). The selection of participants for in-depth analysis was based on availability of longitudinal PBMC samples.
N=121 HCW were enrolled in a prospective SARS-CoV-2 infection and vaccination study. Upon symptomatic presentation to occupational health services a paired nasopharyngeal swab and EDTA blood sample was obtained (T0). A second EDTA blood sample was obtained 3 weeks after diagnostic RT-PCR (T3). Based on the diagnostic RT-PCR result at T0 and serology result at T3, 98 COVID-19 naive (yellow) and 23 COVID-19 recovered (blue) HCW were enrolled in the vaccination study on average 50 days after inclusion. N=13 COVID-19 recovered and N=12 COVID-19 naive participants were randomly selected for in-depth analysis. Blood samples were collected after the first (Vx13) and second (Vx23) vaccination, processed and subsequently used for downstream serological and cellular assays.
Rapid boosting of S-specific antibodies in COVID-19 recovered donors
To confirm previous SARS-CoV-2 infection, sera from the participants selected for in-depth analysis were evaluated for the presence of anti-nucleocapsid (N) immunoglobulin (Ig) antibodies during the acute and convalescent phase, and after the first (μ = 20.3 days, SD = 3.2 days) and second vaccine dose (μ = 26.5 days, SD = 5.9 days) (Fig. 2A, Table S1). N-specific antibodies were not detected in 11 out of 12 COVID-19 naive donors (1 low positive), whereas significant levels of N-specific antibodies were detected in 12 out of 13 COVID-19 recovered donors. As expected, N-specific antibodies were not boosted by vaccination.
Total immunoglobulin levels were measured in COVID-19 naive (yellow) and recovered (blue) donors at the acute, convalescent, post-vaccination 1 and post-vaccination 2 stage (T0, T3, Vx13, Vx23) by an (A) ELISA against nucleocapsid (N) and (B) receptor-binding domain (RBD). (C) Quantitative IgG against S1 was measured by a Luminex bead assay. (D) Antibody binding to WT SARS-CoV-2 and VOC B.1.1.7 and B.1.351 was determined by endpoint titration in ELISA. Virus neutralization was measured by PRNT50 against (E) WT SARS-CoV-2 (D614G) and (F) VOC. Analyses in panel B and C were performed on 121 participants, in-depth analyses in panel A, D, E, F on 25 participants. Timepoints in panel A, B and C were compared by performing a non-parametric repeated measures Friedman test. Endpoint titers between VOC in panel D were compared by RM one-way ANOVA or Friedman test. PRNT50 titers in panel D and E were compared by RM one-way ANOVA. * p < 0.05, ** p < 0.01, *** p <0.001, **** p < 0.0001. Symbol shapes indicate individual donors and are consistent throughout the figures. Lines in panel A and B show the mean, lines in panel C, D, E and F show geometric means. Dotted lines represent cut-off values for positivity (3x background OD450 in A, OD450 ratio = 1 in B, 10,08 BAU/ml in C). NT: not tested.
Next, the presence of anti-RBD Ig and anti-S1 IgG antibodies was determined by Wantai ELISA and Luminex bead assay (MIA) (Fig. 2B and 2C, Table S1). Absence of S-specific antibodies pre-vaccination was confirmed by both assays in the COVID-19 naive cohort, whereas S-specific antibodies were detected pre-vaccination in 22 out of 23 COVID-19 recovered donors (optical density [OD] ratio >1 in Wantai ELISA and BAU/ml > 10.08 in MIA). In some participants S-specific antibodies were already detectable at the timepoint of symptomatic testing for COVID-19 (T0). Donors selected for in-depth analysis were a good reflection of the total cohort, visualized by the color-coded symbols in Fig. 2B and 2C. No significant differences were observed in binding antibody data as determined by the MIA assay between the total cohort and samples selected for in-depth analysis (Table S2).
After one vaccination, all COVID-19 recovered participants showed a surge in antibody levels with OD ratios >10 detected by ELISA (Fig. 2B, p < 0.0001, Friedman test). This increase was confirmed by the MIA assay (Fig. 2C, p = 0.0001, Friedman test, Table S1). The quantitatively interpretable MIA assay also showed that a second vaccination of COVID-19 recovered participants did not further boost S1-specific IgG antibodies; a plateau was reached after a single shot. In COVID-19 naive participants, 92.5% had detectable total anti-RBD Ig after one vaccine dose, but only 53.2% had an OD ratio >10 (Fig. 2B). In the MIA assay, all participants had detectable antibodies after 1 vaccination (Fig. 2C, Table S1). A clear boosting effect after the second vaccination was observed in COVID-19 naive donors. All participants then had detectable antibodies and 93.3% had a ratio >10 in ELISA, and significantly higher levels of S1-specific IgG were observed in MIA (geometric mean 252.6 ± 49.55 to 2088.5 ± 287.5 BAU/ml, p < 0.0001, Friedman test).
S-specific antibodies have reduced binding affinity for the B.1.351 S protein
Sera selected for in-depth analysis were initially assessed for their capacity to bind to WT (Wuhan Hu-1), B.1.1.7 and B.1.351 S proteins by ELISA at timepoints where binding antibodies were detected (post-vaccination 1 and 2, convalescent sera additionally evaluated for COVID-19 recovered participants) (Fig. 2D). In both COVID-19 naive and recovered donors and at all timepoints assessed, sera had reduced binding affinity for the B.1.351 S protein when compared to the WT S protein. Additionally, at two timepoints a slightly increased binding affinity for B.1.1.7 S was observed (Vx13 for naive donors and T3 for convalescent donors).
Neutralizing antibodies have reduced activity against B.1.351
Sera selected for in-depth analysis were subsequently tested for the presence of neutralizing antibodies by an infectious virus plaque reduction neutralization test (PRNT50) at timepoints when binding antibodies were detected by ELISA (post-vaccination 1 and 2, convalescent phase additionally evaluated for COVID-19 recovered participants) (Fig. 2E, individual S-curves in Fig. S1). In COVID-19 naive HCW, a single vaccine dose led to detectable levels of neutralizing antibodies in 7 out of 12 donors. PRNT50 values were boosted by a second vaccination to detectable levels in all donors (p = 0.0005, Wilcoxon test, Table S1), but the peak titer was significantly lower compared to COVID-19 recovered participants (geometric mean titer 1:189, p < 0.0001, unpaired t test). Neutralizing antibodies against WT SARS-CoV-2 (which contained the D614G mutation) were detected in all sera collected from N=13 COVID-19 recovered HCW prior to vaccination. A single vaccination boosted the PRNT50 titers to a geometric mean plateau value of 1:1874 (p < 0.0001, RM one-way ANOVA). Titers did not increase further after a second vaccination.
Next, cross-reactivity of neutralizing antibodies induced by vaccination or infection against VOC was evaluated (Fig. 2F). In pre-vaccination sera from COVID-19 recovered donors, neutralizing antibodies against WT SARS-CoV-2 (D614G), B.1.1.7 and B.1.351 were detected in 13 out of 13, 12 out of 13, and 7 out of 13 donors, respectively (Table S1). A single vaccination was sufficient to boost neutralizing antibodies to detectable levels for all SARS-CoV-2 variants, and a second dose did not further boost antibody titers. Compared to PRNT50 titers against WT SARS-CoV-2, geometric mean titers against B.1.1.7 were consistently higher (2.5-fold and 2.2-fold increase post-vaccination 1 and 2, p = 0.0114 and p < 0.0001 [RM one-way ANOVA], respectively), whereas titers against B.1.351 were consistently lower (2.7-fold and 3.3-fold decrease post-vaccination 1 and 2, p = 0.0004 and p < 0.0001 [RM one-way ANOVA], respectively) (summarized in Table S3). Neutralizing antibodies were detected after 1 vaccination in 7 out of 12, 6 out of 12, and 2 out of 12 COVID-19 naive donors against WT SARS-CoV-2, B.1.1.7 and B.1.351, respectively. A second vaccine dose boosted that to 12 out of 12, 11 out of 12, and 10 out of 12. Geometric mean titers after the first vaccination against all VOC were not significantly different, but after the second vaccination a 2-fold increase of neutralizing antibodies against B.1.1.7 and a 3.1-fold decrease against B.1.351 was detected (p = 0.0013 and p < 0.0001, respectively, RM one-way ANOVA) (summarized in Table S3).
Antibodies have reduced Fc-mediated functionality against B.1.351
Next, sera were evaluated for the presence of antibodies that could activate NK cells as a proxy for ADCC. A set dilution of serum (1:100) was incubated on plates coated with His-tagged proteins (WT N, WT S [Wuhan Hu-1], B.1.1.7 S and B.1.351 S), followed by addition of an immortalized FcγRIII+ NK cell line. Activation of NK cells was measured by flow cytometry by detecting lysosomal-associated membrane protein-1 (LAMP-1 or CD107a+, gating strategy shown in Fig. 3A). N-specific ADCC-mediating antibodies were not detected in the N=12 COVID-19 naive donors at any timepoint (Fig. 3B, Table S1). In N=13 COVID-19 recovered donors, N-specific ADCC-mediating antibodies were detected in the convalescent phase initially. These N-specific antibodies gradually waned over time (convalescent versus post-vaccination 2: p = 0.005, Friedman test). As expected, vaccination did not boost N-specific antibodies.
(A) Gating strategy for detection of degranulating NK cells: (1) NK92.05-CD16 cells are selected on basis of size and granularity, (2) exclusion of doublets, and (3) selection of LIVE and CD56+ cells. Degranulation is measured as percentage CD107a+ cells within the NK fraction, PBS coating is included as background control. (B-C) ADCC-mediating antibodies were detected in COVID-19 naive (yellow) and recovered (blue) donors at the acute, convalescent, post-vaccination 1 and post-vaccination 2 stage (T0, T3, Vx13, Vx23) against the WT N (B) and S (C) protein. (D) ADCC-mediating antibody reactivity with WT SARS-CoV-2 and VOC B.1.1.7 and B.1.351. These analyses were performed on 25 participants. Timepoints in panel B and C were compared by performing a non-parametric repeated measures Friedman test. Differences between variants were assessed by mixed-effect models. * p < 0.05, ** p < 0.01, *** p <0.001, **** p < 0.0001. Symbol shapes indicate individual donors and are consistent throughout the figures. Lines indicate mean responses.
In COVID-19 naive donors, WT S-specific ADCC-mediating antibodies were not detected pre-vaccination, whereas in COVID-19 recovered donors WT S-specific ADCC-mediating antibodies were detected in the convalescent phase (Fig. 3C, p = 0.0038, RM one-way ANOVA, Table S1). In COVID-19 naive donors, the first vaccination led to low-level detection of ADCC-mediating antibodies, which were further boosted by the second vaccination. In COVID-19 recovered donors, ADCC-mediating antibodies were already boosted by a single vaccination to peak levels and the second shot did not lead to an additional boosting (reminiscent of binding and neutralizing antibodies, see Fig. 2).
Percentages of degranulating NK cells were comparable between WT and B.1.1.7 S at all timepoints, regardless of whether donors had been previously exposed to SARS-CoV-2 or not, and the number of vaccinations. However, ADCC-mediating antibodies had significantly reduced activity against B.1.351 S at almost all timepoints in COVID-19 naive and recovered donors (Fig. 3D, tested by mixed-effect models). Notably, even in recovered donors after two vaccinations this reduced activity to B.1.351 was apparent. Percentages of CD107a+ NK cells were significantly correlated to the binding antibody titers (shown in Fig. 2D), however the correlation was not evident at all timepoints assessed separately (Fig. S2).
Rapid boosting of S-specific T cells in COVID-19 recovered donors
Besides serological responses, we assessed the presence of S-specific T-cell responses in COVID-19 naive (N=7) and recovered (N=13) HCW in the acute and convalescent phase, and after vaccination. To this end, PBMC were stimulated with either overlapping peptide pools representing the full-length WT S protein (Wuhan Hu-1) or peptide pools covering the selected mutated regions in the S protein from the B.1.1.7 and B.1.351 VOC. Following stimulation, activation-induced marker (AIM, CD69 and CD137) expression within CD4+ and CD8+ subsets was measured by flow cytometry (gating strategy shown in Fig. 4A). Up-regulation of OX40 and CD137 was additionally assessed in the CD4+ subset from N=11 donors and correlated significantly to the up-regulation of CD69 and CD137 (Fig. S3).
(A) Gating strategy for virus-specific T cells cells that up-regulate AIM: (1) Lymphocytes are selected on basis of size and granularity, (2) exclusion of doublets, (3) selection of LIVE and CD3+ cells, and (4) division into CD4+ and CD8+ T cells. Activation is measured as percentage CD69+/CD137+ double-positive cells within the CD4 or CD8 fraction, DMSO stimulation is included as background control. (B, C, D) Antigen specific activation of CD4+ and CD8+ T cells in COVID-19 naive (yellow) and COVID-19 recovered (blue) donors at the acute, convalescent, post-vaccination 1 and post-vaccination 2 stage (T0, T3, Vx13, Vx23) by overlapping peptide pools covering the full WT S protein. Activation of SARS-CoV-2 specific CD4+ T cells is shown as percentage AIM+ cells within the CD4+ subset after (B) subtraction of the DMSO background or (C) as a stimulation index (SI) by dividing specific activation over background activation. (D) Activation of SARS-CoV-2-specific CD8+ T cells is shown as SI. An SI-index of 2 or higher is considered a positive T-cell response. (E-F) Antigen-specific activation of CD4+ T cells by peptide pools exclusively covering mutational regions in VOC B.1.1.7 and B.1.351, compared against homologous WT peptide pools. Antigen-specific T-cell responses are shown as SI. These analyses were performed in 20 participants. Timepoints in panel B, C and D were compared by performing a Kruskal-Wallis test. Differences between variants were compared by performing Wilcoxon test. * p < 0.05, ** p < 0.01, *** p <0.001, **** p < 0.0001. Symbol shapes indicate individual donors and are consistent throughout the figures. Lines indicate mean (B) or geometric mean (C, D, E, F) responses. Low cell count samples (<10,000 or <5,000 events within CD4+ or CD8+ gate, respectively) were excluded.
In COVID-19 naive donors, WT S-specific CD4+ T cells expressing AIM (CD69+CD137+) were detected after the first and second vaccination (Fig. 4B, T3 to Vx13: p = 0.0374, T3 to Vx23: p = 0.0016, Kruskal-Wallis test). In COVID-19 recovered donors, S-specific CD4+ T cells were already detected in the convalescent phase, which were boosted after the first vaccination. A second vaccination did not lead to an additional boosting effect (Fig. 4B). Similar results were observed when a stimulation index was calculated (SI, Fig. 4C, ratio of S-specific CD4+ T-cell activation over background activation). Previously, we regarded individuals with a SI > 3 as responders, however this was in an intensive care unit (ICU) cohort with strong T-cell responses (11). Since the strength of the T-cell response seems to be correlated to disease severity (40, 41), we lowered the arbitrary cut-off to an SI > 2 to identify responders after mild COVID-19 (Table S1). In COVID-19 naive donors, CD4+ T-cell responders were not observed pre-vaccination, whereas 5 out of 7 responders were identified after 1 or 2 vaccinations. In COVID-19 recovered donors, 8 out of 12 responders were identified pre-vaccination, which increased to 10 out of 12 responders after 1 or 2 vaccinations.
CD8+ S-specific T-cell responses in COVID-19 naive (N=7) and recovered (N=13) HCW were more difficult to detect. In COVID-19 naive participants pre-vaccination, CD8+ T-cell responses were never observed. A non-significant trend for increasing CD8+ T-cell responses (both AIM and SI, Fig. 4D, data at T0 from COVID-19 recovered donors lacking due to low counts in CD8+ gate) was observed post-vaccination of COVID-19 negative donors. In COVID-19 recovered participants, CD8+ S-specific T cells were already observed in the convalescent phase, with increased levels after two vaccinations (p = 0.046, Wilcoxon rank test).